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OMB A-133 Reports

OMB Circular A-133 requires annual audits of States, Local Governments, and Non-Profit Organizations who receive federal funding exceeding $500,000. The audit of selected federal awards is done by external auditors, PricewaterhouseCoopers, LLP, and ultimately approved by Caltech. If any audit findings are made, Caltech must respond with a corrective action plan. Please refer to Section IV for findings and corrective action plans.

The A-133 report is due annually by June 30 and is submitted to a federal clearinghouse. Any agency or individual with access to the federal clearing house may receive Caltech's or other A-133 reports. It is presented here for reading or printing.

Reports on Federal Awards in Accordance with OMB Circular A-133

For the Year Ended September 30, 2015
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2014
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2013
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2012
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2011
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2010
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2009
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2008
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2007
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2006
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2005
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Section I- Financial Statements
Section II- Schedule of Expenditures of Federal Awards
Section III-Reports on Internal Controls and Compliance
Section IV-Findings

For the Year Ended September 30, 2004
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Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings

For the Year Ended September 30, 2003
View entire A-133 report
Section I - Financial Statements
Section II - Schedule of Expenditures of Federal Awards
Section III - Reports on Internal Controls and Compliance
Section IV - Findings